SULLIVAN FINANCIAL, LLC

CRD 121371File 801-130753

APPROVED

Retail clients

Filing as of Mar 23, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$119.1M

Bottom 25% of cohort (national)

Discretionary AUM

Non-discretionary $119.1M

Clients

131

308 accounts

Employees

Bottom 25% of cohort in CT

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: BRO
Registration date: Jul 25, 2024
Principal office: 15A MAIN STREET, ESSEX, CT, 06426
Phone: (860)657-4150
Website: https://twitter.com/SullFin

Assets & accounts

ADV Item 5F

Total regulatory AUM: $119.1M
Discretionary AUM: $0
Non-discretionary AUM: $119.1M
Discretionary accounts: 0
Non-discretionary accounts: 308
Total accounts: 308
AUM per client: $909K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$6.5M
Charitable organizations	Fewer than 5	$185K
High net worth individuals	28	$66.5M
Pension and profit sharing plans	6	$19.7M
Individuals (other than high net worth individuals)	93	$26.2M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Selection of other advisers
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.