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MUTUAL TRUST ASSET MGMT., INC.
CRD 121364File 801-111062
APPROVED
Retail clients
Disclosure events
Filing as of Aug 6, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$58.4M
Bottom 25% of cohort (national)
Discretionary AUM
$58.4M
Clients
120
120 accounts
Employees
4
Bottom 25% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Aug 29, 2017
- Principal office
- 2701 N. ROCKY POINT DRIVE, SUITE 1000, TAMPA, FL, 33607
- Phone
- 813-264-0440
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $58.4M
- Discretionary AUM
- $58.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 120
- Non-discretionary accounts
- 0
- Total accounts
- 120
- AUM per client
- $486K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 8 | $28.0M |
| Individuals (other than high net worth individuals) | 112 | $30.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — FINANCIAL PLANNING & ADVISORY
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 7 | 4 | decreased by3 |
| Apr 1, 2026 | Clients | 92 | 120 | increased by28 |
| Apr 1, 2026 | AUM | $57,396,568 | $58,355,433 | increased by$958,865 |
| Apr 1, 2026 | Accounts | 92 | 120 | increased by28 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 9 | 7 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,070 | 92 | decreased by978 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $248,833,708 | $57,396,568 | decreased by$191,437,140 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,117 | 92 | decreased by2,025 |
| Feb 1, 2022 | Employees | 8 | 9 | increased by1 |
| Feb 1, 2022 | Clients | 926 | 1,070 | increased by144 |
| Feb 1, 2022 | AUM | $195,265,338 | $248,833,708 | increased by$53,568,370 |
| Feb 1, 2022 | Accounts | 926 | 2,117 | increased by1,191 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MUTUAL TRUST” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MUTUAL TRUST” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.