WEALTHSPIRE RETIREMENT ADVISORY

Legal name: WEALTHSPIRE RETIREMENT, LLC

CRD 121254File 801-66107

APPROVED

Retail clients

Filing as of Mar 31, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$38.61B

Top 10% of cohort (national)

Discretionary AUM

$38.61B

Clients

7,532

7,532 accounts

Employees

244

Top 10% of cohort in CA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: LARO
Registration date: Jan 31, 2006
Principal office: 120 VANTIS, SUITE 400, ALISO VIEJO, CA, 92656
Phone: 949.460.9898
Website: https://www.wealthspire.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $38.61B
Discretionary AUM: $38.61B
Non-discretionary AUM: $0
Discretionary accounts: 7,532
Non-discretionary accounts: 0
Total accounts: 7,532
AUM per client: $5.1M

Clients by type

ADV Item 5D

Client type	Clients	AUM
High net worth individuals	768	$1.68B
Pension and profit sharing plans	1,395	$36.15B
Individuals (other than high net worth individuals)	5,369	$779.3M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	240	244	increased by4
Apr 1, 2026	Clients	6,585	7,532	increased by947
Apr 1, 2026	AUM	$118,031,461,765	$38,609,440,509	decreased by$79,422,021,256
Apr 1, 2026	Accounts	9,394	7,532	decreased by1,862
May 1, 2025 vs Oct 1, 2022	Employees	217	240	increased by23
May 1, 2025 vs Oct 1, 2022	Clients	3,797	6,585	increased by2,788
May 1, 2025 vs Oct 1, 2022	AUM	$78,717,910,074	$118,031,461,765	increased by$39,313,551,691
May 1, 2025 vs Oct 1, 2022	Accounts	3,797	9,394	increased by5,597
Apr 1, 2022	Employees	151	217	increased by66
Apr 1, 2022	Clients	2,861	3,797	increased by936
Apr 1, 2022	AUM	$69,250,977,960	$78,717,910,074	increased by$9,466,932,114
Apr 1, 2022	Accounts	3,178	3,797	increased by619
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “WEALTHSPIRE RETIREMENT” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WEALTHSPIRE RETIREMENT” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.