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RIDGEWOOD INVESTMENTS
Legal name: RIDGEWOOD INVESTMENTS LLC
CRD 121220File 801-66378
APPROVED
Retail clients
Custody
Filing as of Apr 3, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$419.2M
Below cohort median (national)
Discretionary AUM
$355.5M
Non-discretionary $63.7M
Clients
269
576 accounts
Employees
7
Below cohort median in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Mar 23, 2006
- Principal office
- 623 MORRIS AVENUE, SPRINGFIELD, NJ, 07081
- Phone
- 973-544-6970
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $419.2M
- Discretionary AUM
- $355.5M
- Non-discretionary AUM
- $63.7M
- Discretionary accounts
- 550
- Non-discretionary accounts
- 26
- Total accounts
- 576
- AUM per client
- $1.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 56 | $222.4M |
| Pooled investment vehicles | 62 | $33.5M |
| Pension and profit sharing plans | 37 | $29.2M |
| Individuals (other than high net worth individuals) | 114 | $71.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 295 | 269 | decreased by26 |
| Apr 1, 2026 | Employees | 5 | 7 | increased by2 |
| Apr 1, 2026 | Clients | 268 | 295 | increased by27 |
| Apr 1, 2026 | AUM | $346,679,345 | $419,172,164 | increased by$72,492,819 |
| Apr 1, 2026 | Accounts | 469 | 576 | increased by107 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 5 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 185 | 268 | increased by83 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $340,836,511 | $346,679,345 | increased by$5,842,834 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 531 | 469 | decreased by62 |
| Apr 1, 2022 | Clients | 257 | 185 | decreased by72 |
| Apr 1, 2022 | AUM | $353,143,546 | $340,836,511 | decreased by$12,307,035 |
| Apr 1, 2022 | Accounts | 560 | 531 | decreased by29 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RIDGEWOOD INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RIDGEWOOD INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.