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RIDGEWOOD INVESTMENTS
Legal name: RIDGEWOOD INVESTMENTS LLC
CRD 121220File 801-66378
APPROVED
Retail clients
Custody
Filing as of Apr 3, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$419.2M
Below cohort median (national)
Discretionary AUM
$355.5M
Non-discretionary $63.7M
Clients
269
576 accounts
Employees
7
Below cohort median in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Mar 23, 2006
- Principal office
- 623 MORRIS AVENUE, SPRINGFIELD, NJ, 07081
- Phone
- 973-544-6970
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $419.2M
- Discretionary AUM
- $355.5M
- Non-discretionary AUM
- $63.7M
- Discretionary accounts
- 550
- Non-discretionary accounts
- 26
- Total accounts
- 576
- AUM per client
- $1.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 56 | $222.4M |
| Pooled investment vehicles | 62 | $33.5M |
| Pension and profit sharing plans | 37 | $29.2M |
| Individuals (other than high net worth individuals) | 114 | $71.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 295 | 269 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.