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TATE PRIVATE WEALTH ADVISERS
Legal name: TATE WEALTH MANAGEMENT
CRD 120938File 801-63712
APPROVED
Retail clients
Filing as of Apr 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$293.4M
Below cohort median (national)
Discretionary AUM
$293.4M
Clients
145
396 accounts
Employees
4
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jan 3, 2005
- Principal office
- 1545 RIVER PARK DRIVE, SUITE 375, SACRAMENTO, CA, 95815-4614
- Phone
- (916) 929-1006
- Website
- http://tategrp.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $293.4M
- Discretionary AUM
- $293.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 396
- Non-discretionary accounts
- 0
- Total accounts
- 396
- AUM per client
- $2.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 10 | $48.5M |
| Charitable organizations | Fewer than 5 | $7.6M |
| High net worth individuals | 72 | $195.3M |
| Pension and profit sharing plans | 5 | $21.5M |
| Individuals (other than high net worth individuals) | 56 | $20.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 265 | 145 | decreased by120 |
| Apr 1, 2026 | AUM | $288,497,342 | $293,356,007 | increased by$4,858,665 |
| Apr 1, 2026 | Accounts | 442 | 396 | decreased by46 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 4 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Custody | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 135 | 265 | increased by130 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $399,286,089 | $288,497,342 | decreased by$110,788,747 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 363 | 442 | increased by79 |
| Apr 1, 2022 | Custody | No | Yes | |
| Apr 1, 2022 | Clients | 150 | 135 | decreased by15 |
| Apr 1, 2022 | AUM | $272,385,385 | $399,286,089 | increased by$126,900,704 |
| Apr 1, 2022 | Accounts | 374 | 363 | decreased by11 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TATE PRIVATE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TATE PRIVATE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.