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SERA CAPITAL MANAGEMENT, LLC
Legal name: SERA CAPITAL MANAGEMENT LIMITED LIABILITY COMPANY
CRD 120896File 801-135960
APPROVED
Retail clients
Custody
Filing as of Jun 24, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$114.3M
Bottom 25% of cohort (national)
Discretionary AUM
$93.6M
Non-discretionary $20.7M
Clients
74
106 accounts
Employees
5
Bottom 25% of cohort in MD
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Apr 23, 2026
- Principal office
- 1910 TOWNE CENTRE BLVD, SUITE 250, ANNAPOLIS, MD, 21401
- Phone
- 301-464-8333
- Website
- HTTP://FINANCIALTALES.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $114.3M
- Discretionary AUM
- $93.6M
- Non-discretionary AUM
- $20.7M
- Discretionary accounts
- 91
- Non-discretionary accounts
- 15
- Total accounts
- 106
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 28 | $17.8M |
| Individuals (other than high net worth individuals) | 46 | $96.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.