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CHARTER OAK CAPITAL MANAGEMENT
Legal name: CHARTER OAK CAPITAL MANAGEMENT, LLC
CRD 120870File 801-64808
APPROVED
Retail clients
Custody
Filing as of Jul 7, 2026
Feed vintage Aug 26, 2026
Regulatory AUM
$1.57B
Above cohort median (national)
Discretionary AUM
$1.55B
Non-discretionary $23.7M
Clients
1,397
1,397 accounts
Employees
27
Top 10% of cohort in NH
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Nov 2, 2005
- Principal office
- TWO INTERNATIONAL DRIVE, SUITE 325, PORTSMOUTH, NH, 03801
- Phone
- 800-646-5720
- Website
- HTTP://WWW.CHARTEROAKCM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.57B
- Discretionary AUM
- $1.55B
- Non-discretionary AUM
- $23.7M
- Discretionary accounts
- 1,379
- Non-discretionary accounts
- 18
- Total accounts
- 1,397
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 8 | $13.8M |
| High net worth individuals | 456 | $1.10B |
| Individuals (other than high net worth individuals) | 933 | $452.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 23 | 27 | increased by4 |
| Apr 1, 2026 | Clients | 1,349 | 1,397 | increased by48 |
| Apr 1, 2026 | AUM | $1,419,829,350 | $1,569,586,056 | increased by$149,756,706 |
| Apr 1, 2026 | Accounts | 1,359 | 1,397 | increased by38 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 18 | 23 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,180 | 1,349 | increased by169 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $890,337,223 | $1,419,829,350 | increased by$529,492,127 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,439 | 1,359 | decreased by2,080 |
| Apr 1, 2022 | Clients | 1,098 | 1,180 | increased by82 |
| Apr 1, 2022 | AUM | $782,153,424 | $890,337,223 | increased by$108,183,799 |
| Apr 1, 2022 | Accounts | 3,100 | 3,439 | increased by339 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CHARTER OAK” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CHARTER OAK” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.