CHARTER OAK CAPITAL MANAGEMENT

Legal name: CHARTER OAK CAPITAL MANAGEMENT, LLC

CRD 120870File 801-64808

APPROVED

Retail clients

Custody

Filing as of Jul 7, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.57B

Above cohort median (national)

Discretionary AUM

$1.55B

Non-discretionary $23.7M

Clients

1,397

1,397 accounts

Employees

Top 10% of cohort in NH

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: BRO
Registration date: Nov 2, 2005
Principal office: TWO INTERNATIONAL DRIVE, SUITE 325, PORTSMOUTH, NH, 03801
Phone: 800-646-5720
Website: HTTPS://WWW.LINKEDIN.COM/COMPANY/CHARTER-OAK-CAPITAL-MANAGEMENT/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.57B
Discretionary AUM: $1.55B
Non-discretionary AUM: $23.7M
Discretionary accounts: 1,379
Non-discretionary accounts: 18
Total accounts: 1,397
AUM per client: $1.1M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	8	$13.8M
High net worth individuals	456	$1.10B
Individuals (other than high net worth individuals)	933	$452.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.