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FINANCIAL MANAGEMENT STRATEGIES, INC.
CRD 120818File 801-66641
APPROVED
Retail clients
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$714.2M
Above cohort median (national)
Discretionary AUM
$586.0M
Non-discretionary $128.2M
Clients
1,895
1,895 accounts
Employees
23
Above cohort median in OH
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 17, 2006
- Principal office
- 9200 SOUTH HILLS BLVD., SUITE 310, BROADVIEW HTS., OH, 44147
- Phone
- 216-642-1099
- Website
- HTTP://WWW.FMSTRATEGIES.BIZ
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $714.2M
- Discretionary AUM
- $586.0M
- Non-discretionary AUM
- $128.2M
- Discretionary accounts
- 1,626
- Non-discretionary accounts
- 269
- Total accounts
- 1,895
- AUM per client
- $377K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 29 | $25.0M |
| Charitable organizations | 6 | $4.5M |
| High net worth individuals | 588 | $374.1M |
| Pension and profit sharing plans | 8 | $65.8M |
| Individuals (other than high net worth individuals) | 1,264 | $244.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 34 | 23 | decreased by11 |
| Apr 1, 2026 | Clients | 1,733 | 1,895 | increased by162 |
| Apr 1, 2026 | AUM | $619,530,659 | $714,237,309 | increased by$94,706,650 |
| Apr 1, 2026 | Accounts | 1,776 | 1,895 | increased by119 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 33 | 34 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,516 | 1,733 | increased by217 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $608,030,713 | $619,530,659 | increased by$11,499,946 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,516 | 1,776 | increased by260 |
| Apr 1, 2022 | Employees | 38 | 33 | decreased by5 |
| Apr 1, 2022 | Clients | 1,439 | 1,516 | increased by77 |
| Apr 1, 2022 | AUM | $525,157,212 | $608,030,713 | increased by$82,873,501 |
| Apr 1, 2022 | Accounts | 1,439 | 1,516 | increased by77 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FINANCIAL MANAGEMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FINANCIAL MANAGEMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.