FINANCIAL MANAGEMENT STRATEGIES, INC.

CRD 120818File 801-66641

APPROVED

Retail clients

Disclosure events

Filing as of Mar 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$714.2M

Above cohort median (national)

Discretionary AUM

$586.0M

Non-discretionary $128.2M

Clients

1,895

1,895 accounts

Employees

Above cohort median in OH

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: CHRO
Registration date: May 17, 2006
Principal office: 9200 SOUTH HILLS BLVD., SUITE 310, BROADVIEW HTS., OH, 44147
Phone: 216-642-1099
Website: HTTP://WWW.FMSTRATEGIES.BIZ

Assets & accounts

ADV Item 5F

Total regulatory AUM: $714.2M
Discretionary AUM: $586.0M
Non-discretionary AUM: $128.2M
Discretionary accounts: 1,626
Non-discretionary accounts: 269
Total accounts: 1,895
AUM per client: $377K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	29	$25.0M
Charitable organizations	6	$4.5M
High net worth individuals	588	$374.1M
Pension and profit sharing plans	8	$65.8M
Individuals (other than high net worth individuals)	1,264	$244.8M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other
Financial planning services
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11
Q11C2
Q11C4
Q11C5

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.