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CARMEL CAPITAL MANAGEMENT L.L.C.
CRD 120675File 801-61225
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Feb 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$392.0M
Below cohort median (national)
Discretionary AUM
$392.0M
Clients
102
109 accounts
Employees
6
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jun 3, 2002
- Principal office
- 26350 CARMEL RANCHO LANE, SUITE 225, CARMEL, CA, 93923-8734
- Phone
- 831-625-1375
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $392.0M
- Discretionary AUM
- $392.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 109
- Non-discretionary accounts
- 0
- Total accounts
- 109
- AUM per client
- $3.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $263K |
| High net worth individuals | 102 | $380.8M |
| Pension and profit sharing plans | Fewer than 5 | $10.6M |
| Individuals (other than high net worth individuals) | Fewer than 5 | $298K |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — CONSULTING FEES
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 96 | 102 | increased by6 |
| Mar 1, 2026 | AUM | $310,734,000 | $391,993,000 | increased by$81,259,000 |
| Mar 1, 2026 | Accounts | 103 | 109 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 90 | 96 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $244,900,000 | $310,734,000 | increased by$65,834,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 96 | 103 | increased by7 |
| Apr 1, 2022 | Clients | 92 | 90 | decreased by2 |
| Apr 1, 2022 | AUM | $178,200,000 | $244,900,000 | increased by$66,700,000 |
| Oct 1, 2021 | Disclosures | No | Yes | |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CARMEL CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CARMEL CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.