WESTEND CAPITAL MANAGEMENT, LLC.

CRD 120545File 801-61128

APPROVED

Retail clients

Custody

Disclosure events

Filing as of Mar 18, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$436.2M

Below cohort median (national)

Discretionary AUM

$431.6M

Non-discretionary $4.7M

Clients

331

470 accounts

Employees

Below cohort median in CA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: SFRO
Registration date: May 10, 2002
Principal office: ONE HARBOR DRIVE, SUITE 300, SAUSALITO, CA, 94965
Phone: (415) 856-0426
Website: HTTPS://WWW.WCMSF.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $436.2M
Discretionary AUM: $431.6M
Non-discretionary AUM: $4.7M
Discretionary accounts: 468
Non-discretionary accounts: 2
Total accounts: 470
AUM per client: $1.3M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$2.1M
High net worth individuals	157	$368.1M
Pooled investment vehicles	1	$1.1M
Pension and profit sharing plans	Fewer than 5	$6.2M
Individuals (other than high net worth individuals)	166	$58.8M

Compensation & activities

ADV Items 5E, 5G

Compensation

Performance-based fees
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

Q11
Q11C1
Q11C2
Q11C4
Q11C5
Q11D1
Q11D2

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.