ELIOT ROSE WEALTH MANAGEMENT, LLC

CRD 120465File 801-121354

APPROVED

Retail clients

Filing as of Feb 11, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$186.3M

Bottom 25% of cohort (national)

Discretionary AUM

$186.3M

Clients

141

400 accounts

Employees

Bottom 25% of cohort in RI

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: BRO
Registration date: Jul 2, 2021
Principal office: 10 DORANCE STREET, SUITE 700, PROVIDENCE, RI, 02903
Phone: (401) 588-5102
Website: HTTPS://WWW.ELIOTROSE.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $186.3M
Discretionary AUM: $186.3M
Non-discretionary AUM: $0
Discretionary accounts: 400
Non-discretionary accounts: 0
Total accounts: 400
AUM per client: $1.3M

Clients by type

ADV Item 5D

Client type	Clients	AUM
High net worth individuals	53	$145.6M
Individuals (other than high net worth individuals)	88	$40.7M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.