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RESEARCH AFFILIATES
Legal name: SYZYGY ASSET MANAGEMENT, LLC
CRD 120440File 801-61153
APPROVED
Filing as of Sep 18, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$32.22B
Top 10% of cohort (national)
Discretionary AUM
$30.07B
Non-discretionary $2.16B
Clients
32
32 accounts
Employees
31
Top 10% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- May 10, 2002
- Principal office
- 660 NEWPORT CENTER DRIVE, SUITE 300, NEWPORT BEACH, CA, 92660
- Phone
- 949 325 8700
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $32.22B
- Discretionary AUM
- $30.07B
- Non-discretionary AUM
- $2.16B
- Discretionary accounts
- 23
- Non-discretionary accounts
- 9
- Total accounts
- 32
- AUM per client
- $1.01B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 15 | $22.07B |
| Pooled investment vehicles | 9 | $4.70B |
| Pension and profit sharing plans | Fewer than 5 | $767.3M |
| State or municipal government entities | 5 | $4.68B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 71 | 66 | decreased by5 |
| Apr 1, 2026 | Custody | Yes | No | |
| Apr 1, 2026 | AUM | $26,308,896,262 | $27,844,764,168 | increased by$1,535,867,906 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 81 | 71 | decreased by10 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 32 | 33 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $35,071,609,004 | $26,308,896,262 | decreased by$8,762,712,742 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 32 | 33 | increased by1 |
| Apr 1, 2022 | Employees | 69 | 81 | increased by12 |
| Apr 1, 2022 | AUM | $31,312,484,943 | $35,071,609,004 | increased by$3,759,124,061 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RESEARCH AFFILIATES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RESEARCH AFFILIATES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.