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RESEARCH AFFILIATES
Legal name: RESEARCH AFFILIATES, LLC
CRD 120440File 801-61153
APPROVED
Filing as of Mar 26, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$27.84B
Top 10% of cohort (national)
Discretionary AUM
$26.25B
Non-discretionary $1.60B
Clients
33
33 accounts
Employees
66
Top 10% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- May 10, 2002
- Principal office
- 660 NEWPORT CENTER DRIVE, SUITE 300, NEWPORT BEACH, CA, 92660
- Phone
- 949 325 8700
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $27.84B
- Discretionary AUM
- $26.25B
- Non-discretionary AUM
- $1.60B
- Discretionary accounts
- 25
- Non-discretionary accounts
- 8
- Total accounts
- 33
- AUM per client
- $843.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 15 | $19.63B |
| Other investment advisers | Fewer than 5 | $28.5M |
| Pooled investment vehicles | 11 | $3.42B |
| Pension and profit sharing plans | Fewer than 5 | $543.9M |
| State or municipal government entities | Fewer than 5 | $4.22B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.