← Directory
CONNING INVESTMENT PRODUCTS, INC.
CRD 120387File 801-79816
APPROVED
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$572.0M
Above cohort median (national)
Discretionary AUM
$572.0M
Clients
0
9 accounts
Employees
8
Below cohort median in CT
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jun 5, 2014
- Principal office
- ONE FINANCIAL PLAZA, HARTFORD, CT, 06103
- Phone
- 860-299-2000
- Website
- HTTP://WWW.CONNING.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $572.0M
- Discretionary AUM
- $572.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 9
- Non-discretionary accounts
- 0
- Total accounts
- 9
- AUM per client
- —
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $8.0M |
| Insurance companies | Fewer than 5 | $564.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | AUM | $517,711,336 | $572,024,783 | increased by$54,313,447 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $425,627,068 | $517,711,336 | increased by$92,084,268 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 8 | 9 | increased by1 |
| Apr 1, 2022 | AUM | $514,407,121 | $425,627,068 | decreased by$88,780,053 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CONNING INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CONNING INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.