← Directory
BERNARDI ASSET MANAGEMENT, LLC
CRD 120110File 801-68608
APPROVED
Retail clients
Disclosure events
Filing as of Nov 19, 2025
Feed vintage Oct 1, 2026
Regulatory AUM
$331.0M
Below cohort median (national)
Discretionary AUM
$331.0M
Clients
69
146 accounts
Employees
22
Below cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 2, 2008
- Principal office
- 423 CENTRAL AVENUE, NORTHFIELD, IL, 60093
- Phone
- 312-281-2021
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $331.0M
- Discretionary AUM
- $331.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 146
- Non-discretionary accounts
- 0
- Total accounts
- 146
- AUM per client
- $4.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $16.7M |
| Insurance companies | Fewer than 5 | $16.8M |
| Other investment advisers | 7 | $121.2M |
| High net worth individuals | 28 | $137.3M |
| State or municipal government entities | 5 | $35.4M |
| Individuals (other than high net worth individuals) | 26 | $3.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Dec 1, 2025 vs May 1, 2025 | Employees | 21 | 22 | increased by1 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 75 | 69 | decreased by6 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $339,933,599 | $330,996,086 | decreased by$8,937,513 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 158 | 146 | decreased by12 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 14 | 21 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | Custody | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 86 | 75 | decreased by11 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $220,182,070 | $339,933,599 | increased by$119,751,529 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 132 | 158 | increased by26 |
| Jan 1, 2022 | Employees | 11 | 14 | increased by3 |
| Jan 1, 2022 | Clients | 78 | 86 | increased by8 |
| Jan 1, 2022 | AUM | $221,670,541 | $220,182,070 | decreased by$1,488,471 |
| Jan 1, 2022 | Accounts | 124 | 132 | increased by8 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BERNARDI ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BERNARDI ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.