HORTER INVESTMENT MANAGEMENT, LLC

CRD 119880File 801-67471

APPROVED

Retail clients

Custody

Disclosure events

Filing as of Aug 6, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$314.5M

Below cohort median (national)

Discretionary AUM

$314.5M

Clients

1,337

2,296 accounts

Employees

Below cohort median in OH

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: CHRO
Registration date: Jan 12, 2007
Principal office: 11726 SEVEN GABLES RD, SYMMES TOWNSHIP, CINCINNATI, OH, 45249
Phone: 513-984-9933
Website: https://twitter.com/HIM_RIA?ref_src=twsrc%5Egoogle%7Ctwcamp%5Eserp%7Ctwgr%5Eauthor

Assets & accounts

ADV Item 5F

Total regulatory AUM: $314.5M
Discretionary AUM: $314.5M
Non-discretionary AUM: $0
Discretionary accounts: 2,296
Non-discretionary accounts: 0
Total accounts: 2,296
AUM per client: $235K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	22	$14.9M
Other investment advisers	15	$3.8M
High net worth individuals	74	$121.2M
Pension and profit sharing plans	8	$7.3M
Individuals (other than high net worth individuals)	1,218	$167.3M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other
Publications
Financial planning services
Selection of other advisers
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: Yes
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11
Q11G
Q11C1
Q11C2
Q11C4
Q11C5

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.