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LUMA CAPITAL
Legal name: LUMA CAPITAL LLC
CRD 119576File 801-61140
APPROVED
Retail clients
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$135.8M
Bottom 25% of cohort (national)
Discretionary AUM
$84.8M
Non-discretionary $51.0M
Clients
72
72 accounts
Employees
2
Bottom 25% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- May 21, 2002
- Principal office
- 4850 TAMIAMI TRAIL NORTH, SUITE 301, NAPLES, FL, 34103
- Phone
- 239-659-2888
- Website
- HTTP://WWW.LUMACAPITAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $135.8M
- Discretionary AUM
- $84.8M
- Non-discretionary AUM
- $51.0M
- Discretionary accounts
- 38
- Non-discretionary accounts
- 34
- Total accounts
- 72
- AUM per client
- $1.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $1.2M |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 34 | $103.7M |
| Pooled investment vehicles | 24 | $27.4M |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | Fewer than 5 | $0 |
| State or municipal government entities | Fewer than 5 | $0 |
| Individuals (other than high net worth individuals) | 9 | $3.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 58 | 72 | increased by14 |
| Apr 1, 2026 | AUM | $132,138,896 | $135,786,645 | increased by$3,647,749 |
| Apr 1, 2026 | Accounts | 59 | 72 | increased by13 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 64 | 58 | decreased by6 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $121,894,500 | $132,138,896 | increased by$10,244,396 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 63 | 59 | decreased by4 |
| May 1, 2022 | Clients | 58 | 64 | increased by6 |
| May 1, 2022 | AUM | $190,851,990 | $121,894,500 | decreased by$68,957,490 |
| May 1, 2022 | Accounts | 60 | 63 | increased by3 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LUMA CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LUMA CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.