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WATERFORD ADVISORS, LLC
CRD 119442File 801-62941
APPROVED
Retail clients
Custody
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$399.1M
Below cohort median (national)
Discretionary AUM
$399.1M
Clients
351
988 accounts
Employees
10
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 9, 2004
- Principal office
- 3858 NORTH BUFFALO RD, SUITE 2, ORCHARD PARK, NY, 14127
- Phone
- 716-580-3906
- Website
- HTTPS://WATERFORDADV.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $399.1M
- Discretionary AUM
- $399.1M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 988
- Non-discretionary accounts
- 0
- Total accounts
- 988
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 139 | $344.2M |
| Individuals (other than high net worth individuals) | 212 | $54.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.