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NORTHSTAR FINANCIAL COMPANIES, INC.
CRD 119396File 801-115004
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$519.0M
Above cohort median (national)
Discretionary AUM
$494.0M
Non-discretionary $25.0M
Clients
507
1,338 accounts
Employees
10
Below cohort median in PA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Apr 12, 2019
- Principal office
- 1201 E. HECTOR ST, CONSHOHOCKEN, PA, 19428
- Phone
- 610-629-6100
- Website
- HTTP://WWW.northstarfci.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $519.0M
- Discretionary AUM
- $494.0M
- Non-discretionary AUM
- $25.0M
- Discretionary accounts
- 1,326
- Non-discretionary accounts
- 12
- Total accounts
- 1,338
- AUM per client
- $1.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 113 | $363.0M |
| Pension and profit sharing plans | Fewer than 5 | $3.0M |
| Individuals (other than high net worth individuals) | 394 | $153.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 11 | 10 | decreased by1 |
| Apr 1, 2026 | Clients | 524 | 507 | decreased by17 |
| Apr 1, 2026 | AUM | $443,347,000 | $519,000,000 | increased by$75,653,000 |
| Apr 1, 2026 | Accounts | 1,303 | 1,338 | increased by35 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 9 | 11 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 309 | 524 | increased by215 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $235,325,000 | $443,347,000 | increased by$208,022,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 738 | 1,303 | increased by565 |
| Mar 1, 2022 | Employees | 7 | 9 | increased by2 |
| Mar 1, 2022 | Clients | 283 | 309 | increased by26 |
| Mar 1, 2022 | AUM | $222,411,000 | $235,325,000 | increased by$12,914,000 |
| Mar 1, 2022 | Accounts | 740 | 738 | decreased by2 |
| Jul 1, 2021 | Employees | 3 | 7 | increased by4 |
| Jul 1, 2021 | Clients | 281 | 283 | increased by2 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NORTHSTAR FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NORTHSTAR FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.