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DUBEAU CAPITAL USA INC.

CRD 119222File 801-122016
APPROVED
Retail clients
Filing as of Dec 15, 2025
Feed vintage Oct 1, 2026
Regulatory AUM
$47.9M
Bottom 25% of cohort (national)
Discretionary AUM
$47.9M
Clients
11
11 accounts
Employees
6

Identity & registration

ADV Item 1
Organization form
Corporation
Firm type
Registered
SEC region
HQ
Registration date
Aug 4, 2021
Principal office
5700 BOULEVARD DES GALERIES, SUITE 440, QUEBEC CITY, QUEBEC, G2K 0H5
Phone
418-628-5533
Website
Not reported

Assets & accounts

ADV Item 5F
Total regulatory AUM
$47.9M
Discretionary AUM
$47.9M
Non-discretionary AUM
$0
Discretionary accounts
11
Non-discretionary accounts
0
Total accounts
11
AUM per client
$4.4M

Clients by type

ADV Item 5D
Client typeClientsAUM
High net worth individuals5$1.3M
Individuals (other than high net worth individuals)6$46.5M

Compensation & activities

ADV Items 5E, 5G

Compensation

  • A percentage of assets under your management

Advisory activities

  • Portfolio management for individuals and/or small businesses

Custody

ADV Item 9
Firm Custody Cash
No
Firm Custody Assets
No
Firm Custody Clients
No
Firm Custody Securities
No
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

DateFieldFromToChange
Jan 1, 2026Clients1311decreased by2
Jan 1, 2026AUM$35,998,400$47,887,720increased by$11,889,320
Jan 1, 2026Accounts1311decreased by2
May 1, 2025
vs Oct 1, 2022
Clients1213increased by1
May 1, 2025
vs Oct 1, 2022
AUM$28,406,000$35,998,400increased by$7,592,400
May 1, 2025
vs Oct 1, 2022
Accounts1213increased by1
Dec 1, 2021AUM$29,110,000$28,406,000decreased by$704,000
Sep 1, 2021Registration—APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “DUBEAU CAPITAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DUBEAU CAPITAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.