FINANCIAL & TAX ARCHITECTS, LLC

CRD 119169File 801-114688

APPROVED

Retail clients

Filing as of Jun 18, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$506.2M

Above cohort median (national)

Discretionary AUM

$506.2M

Clients

1,574

3,736 accounts

Employees

Below cohort median in MO

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: CHRO
Registration date: Feb 12, 2019
Principal office: 12412 POWERSCOURT DRIVE, SUITE 25, ST. LOUIS, MO, 63131
Phone: 314-858-1122
Website: https://www.srslv.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $506.2M
Discretionary AUM: $506.2M
Non-discretionary AUM: $0
Discretionary accounts: 3,736
Non-discretionary accounts: 0
Total accounts: 3,736
AUM per client: $322K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other investment advisers	9	$131.3M
High net worth individuals	149	$162.4M
Individuals (other than high net worth individuals)	1,416	$212.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Other
Other advisory activities
Financial planning services
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Feb 1, 2026	Employees	53	71	increased by18
Feb 1, 2026	Clients	1,061	1,574	increased by513
Feb 1, 2026	AUM	$443,026,713	$506,245,828	increased by$63,219,115
Feb 1, 2026	Accounts	3,347	3,736	increased by389
May 1, 2025 vs Oct 1, 2022	Employees	20	53	increased by33
May 1, 2025 vs Oct 1, 2022	Disclosures	Yes	No
May 1, 2025 vs Oct 1, 2022	Clients	528	1,061	increased by533
May 1, 2025 vs Oct 1, 2022	AUM	$269,215,780	$443,026,713	increased by$173,810,933
May 1, 2025 vs Oct 1, 2022	Accounts	528	3,347	increased by2,819
Apr 1, 2022	Employees	22	20	decreased by2
Apr 1, 2022	Clients	383	528	increased by145
Apr 1, 2022	AUM	$183,838,869	$269,215,780	increased by$85,376,911
Apr 1, 2022	Accounts	384	528	increased by144
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “FINANCIAL TAX” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FINANCIAL TAX” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.