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STEINBERG ASSET MANAGEMENT, LLC
CRD 118968File 801-60898
APPROVED
Retail clients
Filing as of Mar 18, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$172.2M
Bottom 25% of cohort (national)
Discretionary AUM
$172.2M
Clients
30
50 accounts
Employees
5
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jan 1, 2002
- Principal office
- 250 BROADWAY, 24TH FLOOR, NEW YORK, NY, 10007
- Phone
- 212-980-0080
- Website
- HTTP://WWW.SAMNY.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $172.2M
- Discretionary AUM
- $172.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 50
- Non-discretionary accounts
- 0
- Total accounts
- 50
- AUM per client
- $5.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | Not reported |
| High net worth individuals | 22 | $138.1M |
| Pooled investment vehicles | 2 | $1.2M |
| Pension and profit sharing plans | Fewer than 5 | $2.3M |
| Individuals (other than high net worth individuals) | 6 | $1.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 32 | 30 | decreased by2 |
| Apr 1, 2026 | AUM | $176,648,638 | $172,176,759 | decreased by$4,471,879 |
| Apr 1, 2026 | Accounts | 54 | 50 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 9 | 5 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Custody | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 53 | 32 | decreased by21 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $126,019,777 | $176,648,638 | increased by$50,628,861 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 59 | 54 | decreased by5 |
| Apr 1, 2022 | Employees | 11 | 9 | decreased by2 |
| Apr 1, 2022 | Clients | 56 | 53 | decreased by3 |
| Apr 1, 2022 | AUM | $111,717,468 | $126,019,777 | increased by$14,302,309 |
| Apr 1, 2022 | Accounts | 62 | 59 | decreased by3 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “STEINBERG ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“STEINBERG ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.