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CANTY WEALTH MANAGEMENT
Legal name: CANTY FINANCIAL MANAGEMENT, INC.
CRD 118945File 801-68026
APPROVED
Retail clients
Filing as of Jul 17, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$254.0M
Below cohort median (national)
Discretionary AUM
$239.0M
Non-discretionary $14.9M
Clients
475
447 accounts
Employees
5
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jun 14, 2007
- Principal office
- 20 CHURCH AVE., BALLSTON SPA, NY, 12020
- Phone
- 518-885-3230
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $254.0M
- Discretionary AUM
- $239.0M
- Non-discretionary AUM
- $14.9M
- Discretionary accounts
- 417
- Non-discretionary accounts
- 30
- Total accounts
- 447
- AUM per client
- $535K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 2 | $625K |
| High net worth individuals | 195 | $216.2M |
| Pension and profit sharing plans | 30 | $14.9M |
| Individuals (other than high net worth individuals) | 248 | $22.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Clients | 469 | 475 | increased by6 |
| Feb 1, 2026 | AUM | $205,703,547 | $253,972,909 | increased by$48,269,362 |
| Feb 1, 2026 | Accounts | 911 | 447 | decreased by464 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 5 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 395 | 469 | increased by74 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $152,225,434 | $205,703,547 | increased by$53,478,113 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 395 | 911 | increased by516 |
| Mar 1, 2022 | Clients | 363 | 395 | increased by32 |
| Mar 1, 2022 | AUM | $125,238,389 | $152,225,434 | increased by$26,987,045 |
| Mar 1, 2022 | Accounts | 750 | 395 | decreased by355 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CANTY WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CANTY WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.