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CANTY WEALTH MANAGEMENT
Legal name: CANTY FINANCIAL MANAGEMENT, INC.
CRD 118945File 801-68026
APPROVED
Retail clients
Filing as of Jul 17, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$254.0M
Below cohort median (national)
Discretionary AUM
$239.0M
Non-discretionary $14.9M
Clients
475
447 accounts
Employees
5
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jun 14, 2007
- Principal office
- 20 CHURCH AVE., BALLSTON SPA, NY, 12020
- Phone
- 518-885-3230
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $254.0M
- Discretionary AUM
- $239.0M
- Non-discretionary AUM
- $14.9M
- Discretionary accounts
- 417
- Non-discretionary accounts
- 30
- Total accounts
- 447
- AUM per client
- $535K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 2 | $625K |
| High net worth individuals | 195 | $216.2M |
| Pension and profit sharing plans | 30 | $14.9M |
| Individuals (other than high net worth individuals) | 248 | $22.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.