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FOUNDERS CAPITAL MANAGEMENT, LLC
CRD 118853File 801-60878
APPROVED
Retail clients
Custody
Filing as of Feb 25, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$920.3M
Above cohort median (national)
Discretionary AUM
$810.4M
Non-discretionary $109.9M
Clients
224
538 accounts
Employees
5
Above cohort median in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jan 30, 2002
- Principal office
- ONE STATE STREET, SUITE 1700, HARTFORD, CT, 06103
- Phone
- 860.308.0061
- Website
- HTTP://WWW.FOUNDCAPITAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $920.3M
- Discretionary AUM
- $810.4M
- Non-discretionary AUM
- $109.9M
- Discretionary accounts
- 452
- Non-discretionary accounts
- 86
- Total accounts
- 538
- AUM per client
- $4.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $3.3M |
| Charitable organizations | 6 | $27.6M |
| High net worth individuals | 134 | $860.1M |
| Individuals (other than high net worth individuals) | 83 | $29.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.

