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VESTGEN INVESTMENT MANAGEMENT
Legal name: VESTGEN INVESTMENT MANAGEMENT, LLC
CRD 118851File 801-60889
APPROVED
Retail clients
Custody
Filing as of Apr 14, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$786.6M
Above cohort median (national)
Discretionary AUM
$366.3M
Non-discretionary $420.3M
Clients
1,925
2,352 accounts
Employees
21
Above cohort median in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Feb 11, 2002
- Principal office
- 3393 BARGAINTOWN ROAD, EGG HARBOR TWP., NJ, 08234
- Phone
- 609-601-1200
- Website
- http://www.VGIMfunds.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $786.6M
- Discretionary AUM
- $366.3M
- Non-discretionary AUM
- $420.3M
- Discretionary accounts
- 1,918
- Non-discretionary accounts
- 434
- Total accounts
- 2,352
- AUM per client
- $409K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 22 | $9.7M |
| Investment companies | 1 | $89.8M |
| High net worth individuals | 201 | $121.6M |
| Pension and profit sharing plans | 31 | $7.9M |
| Individuals (other than high net worth individuals) | 1,670 | $171.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 2363 | 1925 |
| Aug 17, 2026 | Custody | false | true |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.