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VESTGEN INVESTMENT MANAGEMENT
Legal name: VESTGEN INVESTMENT MANAGEMENT, LLC
CRD 118851File 801-60889
APPROVED
Retail clients
Custody
Filing as of Apr 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$786.6M
Above cohort median (national)
Discretionary AUM
$366.3M
Non-discretionary $420.3M
Clients
1,925
2,352 accounts
Employees
21
Above cohort median in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Feb 11, 2002
- Principal office
- 3393 BARGAINTOWN ROAD, EGG HARBOR TWP., NJ, 08234
- Phone
- 609-601-1200
- Website
- http://VestGen.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $786.6M
- Discretionary AUM
- $366.3M
- Non-discretionary AUM
- $420.3M
- Discretionary accounts
- 1,918
- Non-discretionary accounts
- 434
- Total accounts
- 2,352
- AUM per client
- $409K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 22 | $9.7M |
| Investment companies | 1 | $89.8M |
| High net worth individuals | 201 | $121.6M |
| Pension and profit sharing plans | 31 | $7.9M |
| Individuals (other than high net worth individuals) | 1,670 | $171.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Custody | No | Yes | |
| Aug 17, 2026 | Clients | 2,363 | 1,925 | decreased by438 |
| Apr 1, 2026 | Disclosures | Yes | No | |
| Apr 1, 2026 | Clients | 2,705 | 2,363 | decreased by342 |
| Apr 1, 2026 | AUM | $705,329,658 | $786,622,147 | increased by$81,292,489 |
| Apr 1, 2026 | Accounts | 2,705 | 2,352 | decreased by353 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 27 | 21 | decreased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 3,191 | 2,705 | decreased by486 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $691,776,250 | $705,329,658 | increased by$13,553,408 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,191 | 2,705 | decreased by486 |
| Apr 1, 2022 | Clients | 3,839 | 3,191 | decreased by648 |
| Apr 1, 2022 | AUM | $663,463,076 | $691,776,250 | increased by$28,313,174 |
| Apr 1, 2022 | Accounts | 3,839 | 3,191 | decreased by648 |
| Jul 1, 2021 | Disclosures | No | Yes | |
| Jul 1, 2021 | Custody | Yes | No |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “VESTGEN INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“VESTGEN INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.