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TRICAPITAL WEALTH MANAGEMENT, INC.
CRD 118788File 801-123572
APPROVED
Retail clients
Custody
Filing as of Mar 3, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$132.7M
Bottom 25% of cohort (national)
Discretionary AUM
$127.2M
Non-discretionary $5.5M
Clients
125
192 accounts
Employees
3
Bottom 25% of cohort in NC
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Mar 31, 2022
- Principal office
- THREE SOUTH EXECUTIVE PARK, 6115 PARK SOUTH DRIVE, SUITE 330, CHARLOTTE, NC, 28210
- Phone
- 704-571-8778
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $132.7M
- Discretionary AUM
- $127.2M
- Non-discretionary AUM
- $5.5M
- Discretionary accounts
- 191
- Non-discretionary accounts
- 1
- Total accounts
- 192
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $5.6M |
| High net worth individuals | 50 | $92.3M |
| Individuals (other than high net worth individuals) | 75 | $34.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.