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PLANMEMBER SECURITIES CORPORATION
CRD 11869File 801-39177
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Aug 5, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$10.12B
Top 10% of cohort (national)
Discretionary AUM
$10.12B
Clients
69,645
69,645 accounts
Employees
429
Top 10% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jun 27, 1991
- Principal office
- 6267 CARPINTERIA AVENUE, CARPINTERIA, CA, 93013
- Phone
- 805-684-1199
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $10.12B
- Discretionary AUM
- $10.12B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 69,645
- Non-discretionary accounts
- 0
- Total accounts
- 69,645
- AUM per client
- $145K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 56 | $21.5M |
| Charitable organizations | 22 | $7.7M |
| High net worth individuals | 898 | $1.48B |
| Pension and profit sharing plans | 126 | $900.0M |
| Individuals (other than high net worth individuals) | 68,543 | $7.71B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.