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LAUREL WEALTH ADVISORS, LLC
CRD 118469File 801-69151
APPROVED
Retail clients
Custody
Filing as of Mar 17, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.11B
Above cohort median (national)
Discretionary AUM
$1.09B
Non-discretionary $13.9M
Clients
547
1,429 accounts
Employees
9
Above cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- May 21, 2008
- Principal office
- 1355 GREENWOOD CLIFF, STE. 301, CHARLOTTE, NC, 28204
- Phone
- 704-927-4379
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.11B
- Discretionary AUM
- $1.09B
- Non-discretionary AUM
- $13.9M
- Discretionary accounts
- 1,417
- Non-discretionary accounts
- 12
- Total accounts
- 1,429
- AUM per client
- $2.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 16 | $58.3M |
| Charitable organizations | 11 | $20.5M |
| High net worth individuals | 244 | $941.2M |
| Individuals (other than high net worth individuals) | 276 | $86.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 572 | 547 | decreased by25 |
| Apr 1, 2026 | AUM | $972,660,502 | $1,106,882,815 | increased by$134,222,313 |
| Apr 1, 2026 | Accounts | 1,394 | 1,429 | increased by35 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 13 | 9 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 451 | 572 | increased by121 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $774,054,606 | $972,660,502 | increased by$198,605,896 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,407 | 1,394 | decreased by13 |
| Apr 1, 2022 | Clients | 496 | 451 | decreased by45 |
| Apr 1, 2022 | AUM | $673,741,578 | $774,054,606 | increased by$100,313,028 |
| Apr 1, 2022 | Accounts | 1,650 | 1,407 | decreased by243 |
| Oct 1, 2021 | Employees | 14 | 13 | decreased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LAUREL WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LAUREL WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.