← Directory
LAUREL WEALTH ADVISORS, LLC
CRD 118469File 801-69151
APPROVED
Retail clients
Custody
Filing as of Mar 17, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.11B
Above cohort median (national)
Discretionary AUM
$1.09B
Non-discretionary $13.9M
Clients
547
1,429 accounts
Employees
9
Above cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- May 21, 2008
- Principal office
- 1355 GREENWOOD CLIFF, STE. 301, CHARLOTTE, NC, 28204
- Phone
- 704-927-4379
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.11B
- Discretionary AUM
- $1.09B
- Non-discretionary AUM
- $13.9M
- Discretionary accounts
- 1,417
- Non-discretionary accounts
- 12
- Total accounts
- 1,429
- AUM per client
- $2.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 16 | $58.3M |
| Charitable organizations | 11 | $20.5M |
| High net worth individuals | 244 | $941.2M |
| Individuals (other than high net worth individuals) | 276 | $86.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.