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FINANCIAL SYMMETRY INC.
Legal name: FINANCIAL SYMMETRY INCORPORATED
CRD 118443File 801-62698
APPROVED
Retail clients
Custody
Filing as of May 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.54B
Above cohort median (national)
Discretionary AUM
$948.9M
Non-discretionary $591.7M
Clients
873
5,370 accounts
Employees
35
Top 25% of cohort in NC
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Jan 28, 2004
- Principal office
- 5438 WADE PARK BLVD, SUITE 310, RALEIGH, NC, 27607
- Phone
- 919-851-8200
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.54B
- Discretionary AUM
- $948.9M
- Non-discretionary AUM
- $591.7M
- Discretionary accounts
- 3,697
- Non-discretionary accounts
- 1,673
- Total accounts
- 5,370
- AUM per client
- $1.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $1.6M |
| High net worth individuals | 546 | $1.39B |
| Individuals (other than high net worth individuals) | 326 | $145.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Employees | 33 | 35 | increased by2 |
| Feb 1, 2026 | Clients | 816 | 873 | increased by57 |
| Feb 1, 2026 | AUM | $1,210,652,897 | $1,540,631,895 | increased by$329,978,998 |
| Feb 1, 2026 | Accounts | 5,000 | 5,370 | increased by370 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 26 | 33 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 646 | 816 | increased by170 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $812,657,352 | $1,210,652,897 | increased by$397,995,545 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,838 | 5,000 | increased by1,162 |
| Apr 1, 2022 | Employees | 24 | 26 | increased by2 |
| Apr 1, 2022 | Clients | 565 | 646 | increased by81 |
| Apr 1, 2022 | AUM | $664,733,649 | $812,657,352 | increased by$147,923,703 |
| Apr 1, 2022 | Accounts | 3,338 | 3,838 | increased by500 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FINANCIAL SYMMETRY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FINANCIAL SYMMETRY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.