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VISION CAPITAL & MANAGEMENT
Legal name: VISION CAPITAL MANAGEMENT CORPORATION
CRD 118363File 801-66188
APPROVED
Retail clients
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$144.8M
Bottom 25% of cohort (national)
Discretionary AUM
$144.8M
Clients
59
160 accounts
Employees
5
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- May 15, 2006
- Principal office
- Not reported
- Phone
- 704-894-9639
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $144.8M
- Discretionary AUM
- $144.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 160
- Non-discretionary accounts
- 0
- Total accounts
- 160
- AUM per client
- $2.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $2.2M |
| Charitable organizations | Fewer than 5 | $2.0M |
| High net worth individuals | 21 | $122.7M |
| Pension and profit sharing plans | Fewer than 5 | $4.0M |
| Individuals (other than high net worth individuals) | 38 | $14.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 6 | 5 | decreased by1 |
| Apr 1, 2026 | Clients | 53 | 59 | increased by6 |
| Apr 1, 2026 | AUM | $120,920,910 | $144,833,761 | increased by$23,912,851 |
| Apr 1, 2026 | Accounts | 156 | 160 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 6 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 58 | 53 | decreased by5 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $143,494,883 | $120,920,910 | decreased by$22,573,973 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 170 | 156 | decreased by14 |
| Apr 1, 2022 | Employees | 6 | 7 | increased by1 |
| Apr 1, 2022 | Clients | 71 | 58 | decreased by13 |
| Apr 1, 2022 | AUM | $133,150,262 | $143,494,883 | increased by$10,344,621 |
| Apr 1, 2022 | Accounts | 175 | 170 | decreased by5 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “VISION CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“VISION CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.