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CAPITAL INVESTMENT ADVISORS
Legal name: CAPITAL INVESTMENT ADVISORS, INC.
CRD 118269File 801-110008
APPROVED
Retail clients
Filing as of Sep 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$373.6M
Below cohort median (national)
Discretionary AUM
$350.5M
Non-discretionary $23.1M
Clients
437
1,640 accounts
Employees
11
Below cohort median in DC
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Feb 27, 2017
- Principal office
- 1028 33RD STREET NW, STE 220, WASHINGTON D.C., DC, 20007
- Phone
- 240-482-4000
- Website
- HTTP://WWW.CAPITALAMG.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $373.6M
- Discretionary AUM
- $350.5M
- Non-discretionary AUM
- $23.1M
- Discretionary accounts
- 1,567
- Non-discretionary accounts
- 73
- Total accounts
- 1,640
- AUM per client
- $855K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 2 | $263K |
| Charitable organizations | 1 | $7.9M |
| High net worth individuals | 107 | $236.1M |
| Pension and profit sharing plans | 6 | $9.0M |
| Individuals (other than high net worth individuals) | 321 | $120.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 10 | 11 | increased by1 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 12 | 10 | decreased by2 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 594 | 427 | decreased by167 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $378,205,884 | $302,256,086 | decreased by$75,949,798 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 1,930 | 1,416 | decreased by514 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 16 | 12 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 615 | 594 | decreased by21 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $283,719,362 | $378,205,884 | increased by$94,486,522 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,960 | 1,930 | decreased by30 |
| Oct 1, 2022 | Employees | 13 | 16 | increased by3 |
| Oct 1, 2022 | Clients | 602 | 615 | increased by13 |
| Oct 1, 2022 | AUM | $311,878,481 | $283,719,362 | decreased by$28,159,119 |
| Oct 1, 2022 | Accounts | 1,820 | 1,960 | increased by140 |
| Sep 1, 2022 | Employees | 12 | 13 | increased by1 |
| Apr 1, 2022 | Employees | 13 | 12 | decreased by1 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CAPITAL INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CAPITAL INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.