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COLLEGIATE CAPITAL MANAGEMENT, INC.
CRD 118205File 801-64622
APPROVED
Retail clients
Custody
Filing as of Mar 12, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$653.0M
Above cohort median (national)
Discretionary AUM
$608.4M
Non-discretionary $44.6M
Clients
446
1,992 accounts
Employees
8
Above cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Sep 1, 2005
- Principal office
- 214 NEW BERN PLACE, RALEIGH, NC, 27601
- Phone
- 919-838-0101
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $653.0M
- Discretionary AUM
- $608.4M
- Non-discretionary AUM
- $44.6M
- Discretionary accounts
- 1,868
- Non-discretionary accounts
- 124
- Total accounts
- 1,992
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 8 | $12.5M |
| High net worth individuals | 204 | $552.6M |
| Pension and profit sharing plans | Fewer than 5 | $3.5M |
| Individuals (other than high net worth individuals) | 234 | $84.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.