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PROFESSIONAL FINANCIAL MANAGEMENT, INC.
CRD 118117File 801-132539
APPROVED
Retail clients
Custody
Filing as of Mar 15, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$304.1M
Below cohort median (national)
Discretionary AUM
$298.6M
Non-discretionary $5.5M
Clients
163
692 accounts
Employees
2
Below cohort median in MT
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Apr 28, 2025
- Principal office
- 2066 STADIUM DR, STE 101, BOZEMAN, MT, 59718
- Phone
- 406-587-1604
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $304.1M
- Discretionary AUM
- $298.6M
- Non-discretionary AUM
- $5.5M
- Discretionary accounts
- 686
- Non-discretionary accounts
- 6
- Total accounts
- 692
- AUM per client
- $1.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $1.7M |
| High net worth individuals | 83 | $254.6M |
| Pension and profit sharing plans | Fewer than 5 | $3.8M |
| Individuals (other than high net worth individuals) | 80 | $43.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.