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ARLEN CAPITAL, LLC
CRD 118113File 801-63038
APPROVED
Retail clients
Custody
Filing as of Feb 26, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$348.8M
Below cohort median (national)
Discretionary AUM
$346.4M
Non-discretionary $2.4M
Clients
222
690 accounts
Employees
6
Below cohort median in RI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Apr 14, 2004
- Principal office
- 117 METRO CENTER BOULEVARD, SUITE 2006, WARWICK, RI, 02886
- Phone
- 401-854-3500
- Website
- HTTP://WWW.ARLENCORP.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $348.8M
- Discretionary AUM
- $346.4M
- Non-discretionary AUM
- $2.4M
- Discretionary accounts
- 687
- Non-discretionary accounts
- 3
- Total accounts
- 690
- AUM per client
- $1.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $3.4M |
| Charitable organizations | Fewer than 5 | $844K |
| High net worth individuals | 83 | $287.4M |
| Individuals (other than high net worth individuals) | 139 | $57.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.