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WINNING POINTS ADVISORS, L.L.C.
CRD 118077File 801-78654
APPROVED
Retail clients
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$173.1M
Bottom 25% of cohort (national)
Discretionary AUM
$173.1M
Clients
209
326 accounts
Employees
2
Bottom 25% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Oct 4, 2013
- Principal office
- 127 NW 13TH STREET, SUITE 13, BOCA RATON, FL, 33432
- Phone
- 561-367-9111
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $173.1M
- Discretionary AUM
- $173.1M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 326
- Non-discretionary accounts
- 0
- Total accounts
- 326
- AUM per client
- $828K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $24.2M |
| High net worth individuals | 25 | $126.6M |
| Individuals (other than high net worth individuals) | 183 | $22.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — THIRD PARTY FEES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11H1C
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 12, 2026 | Disclosures | No | Yes | |
| Apr 1, 2026 | Clients | 199 | 209 | increased by10 |
| Apr 1, 2026 | AUM | $176,372,545 | $173,114,072 | decreased by$3,258,473 |
| Apr 1, 2026 | Accounts | 199 | 326 | increased by127 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 202 | 199 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $251,896,182 | $176,372,545 | decreased by$75,523,637 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 465 | 199 | decreased by266 |
| Apr 1, 2022 | Clients | 168 | 202 | increased by34 |
| Apr 1, 2022 | AUM | $232,233,164 | $251,896,182 | increased by$19,663,018 |
| Apr 1, 2022 | Accounts | 524 | 465 | decreased by59 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WINNING POINTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WINNING POINTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.