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UHLMANN INVESTMENT MANAGEMENT, L.L.C.
CRD 118025File 801-113188
APPROVED
Retail clients
Filing as of Mar 24, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$273.2M
Below cohort median (national)
Discretionary AUM
$232.9M
Non-discretionary $40.3M
Clients
456
460 accounts
Employees
11
Below cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 7, 2018
- Principal office
- 5202 OLD ORCHARD ROAD, SUITE 250, SKOKIE, IL, 60077
- Phone
- 312-264-4400
- Website
- HTTPS://WWW.UPSECURITIES.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $273.2M
- Discretionary AUM
- $232.9M
- Non-discretionary AUM
- $40.3M
- Discretionary accounts
- 397
- Non-discretionary accounts
- 63
- Total accounts
- 460
- AUM per client
- $599K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $1.2M |
| Charitable organizations | Fewer than 5 | $10.7M |
| High net worth individuals | 227 | $238.3M |
| Individuals (other than high net worth individuals) | 229 | $23.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.