← Directory
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
CRD 117962File 801-61205
APPROVED
Retail clients
Custody
Filing as of Apr 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.03B
Top 25% of cohort (national)
Discretionary AUM
$2.03B
Clients
562
559 accounts
Employees
34
Top 25% of cohort in MN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 31, 2002
- Principal office
- 7701 FRANCE AVENUE SOUTH, #300, EDINA, MN, 55435
- Phone
- (952) 224-4350
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.03B
- Discretionary AUM
- $2.03B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 559
- Non-discretionary accounts
- 0
- Total accounts
- 559
- AUM per client
- $3.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $39.9M |
| Investment companies | 1 | $0 |
| Charitable organizations | 9 | $71.0M |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 333 | $1.35B |
| Pooled investment vehicles | 2 | $386.5M |
| Pension and profit sharing plans | Fewer than 5 | $110.3M |
| Individuals (other than high net worth individuals) | 208 | $72.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — A PERCENTAGE OF AUM ALLOCATED TO OUR MODEL PORTFOLIO
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Publications
- Other advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.