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JAMES RIVER ASSET MANAGEMENT, LLC
CRD 117917File 801-112743
APPROVED
Retail clients
Filing as of Aug 5, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$273.8M
Below cohort median (national)
Discretionary AUM
$254.3M
Non-discretionary $19.5M
Clients
420
1,254 accounts
Employees
9
Below cohort median in VA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Mar 30, 2018
- Principal office
- 15521 MIDLOTHIAN TNPK., SUITE 100, MIDLOTHIAN, VA, 23113
- Phone
- 804-323-0517
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $273.8M
- Discretionary AUM
- $254.3M
- Non-discretionary AUM
- $19.5M
- Discretionary accounts
- 1,128
- Non-discretionary accounts
- 126
- Total accounts
- 1,254
- AUM per client
- $652K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $1.9M |
| Charitable organizations | 6 | $2.6M |
| High net worth individuals | 104 | $184.7M |
| Individuals (other than high net worth individuals) | 307 | $84.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 408 | 420 | increased by12 |
| Apr 1, 2026 | AUM | $235,964,765 | $273,776,635 | increased by$37,811,870 |
| Apr 1, 2026 | Accounts | 1,180 | 1,254 | increased by74 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 12 | 9 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Custody | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 311 | 408 | increased by97 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $208,876,722 | $235,964,765 | increased by$27,088,043 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 593 | 1,180 | increased by587 |
| Apr 1, 2022 | Employees | 7 | 12 | increased by5 |
| Apr 1, 2022 | Clients | 119 | 311 | increased by192 |
| Apr 1, 2022 | AUM | $146,513,885 | $208,876,722 | increased by$62,362,837 |
| Apr 1, 2022 | Accounts | 464 | 593 | increased by129 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “JAMES RIVER” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“JAMES RIVER” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.