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OVERBROOK MANAGEMENT CORPORATION
CRD 117884File 801-60790
APPROVED
Retail clients
Custody
Filing as of Apr 8, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.12B
Above cohort median (national)
Discretionary AUM
$762.6M
Non-discretionary $358.5M
Clients
117
311 accounts
Employees
17
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Dec 21, 2001
- Principal office
- 280 PARK AVENUE, SUITE 2402W, NEW YORK, NY, 10017
- Phone
- 212-661-8710
- Website
- HTTPS://WWW.OVERBROOK.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.12B
- Discretionary AUM
- $762.6M
- Non-discretionary AUM
- $358.5M
- Discretionary accounts
- 228
- Non-discretionary accounts
- 83
- Total accounts
- 311
- AUM per client
- $9.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 9 | $287.3M |
| High net worth individuals | 105 | $584.9M |
| Pooled investment vehicles | 3 | $195.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 123 | 117 | decreased by6 |
| Apr 1, 2026 | Employees | 14 | 17 | increased by3 |
| Apr 1, 2026 | Clients | 116 | 123 | increased by7 |
| Apr 1, 2026 | AUM | $1,051,959,375 | $1,121,106,153 | increased by$69,146,778 |
| Apr 1, 2026 | Accounts | 315 | 311 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 13 | 14 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 190 | 116 | decreased by74 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,288,429,332 | $1,051,959,375 | decreased by$236,469,957 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 400 | 315 | decreased by85 |
| Apr 1, 2022 | Employees | 14 | 13 | decreased by1 |
| Apr 1, 2022 | Clients | 179 | 190 | increased by11 |
| Apr 1, 2022 | AUM | $1,117,034,877 | $1,288,429,332 | increased by$171,394,455 |
| Apr 1, 2022 | Accounts | 395 | 400 | increased by5 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “OVERBROOK MANAGEMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“OVERBROOK MANAGEMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.