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CONCORDE FINANCIAL RESOURCES
Legal name: CONCORDE FINANCIAL RESOURCES I INC.
CRD 117836File 801-113094
APPROVED
Retail clients
Filing as of Jul 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$231.0M
Below cohort median (national)
Discretionary AUM
$226.1M
Non-discretionary $4.8M
Clients
232
532 accounts
Employees
2
Below cohort median in SC
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Apr 25, 2018
- Principal office
- 12B N. CONGRESS STREET, YORK, SC, 29745
- Phone
- 336-838-4100
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $231.0M
- Discretionary AUM
- $226.1M
- Non-discretionary AUM
- $4.8M
- Discretionary accounts
- 528
- Non-discretionary accounts
- 4
- Total accounts
- 532
- AUM per client
- $996K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $270K |
| High net worth individuals | 74 | $170.5M |
| Individuals (other than high net worth individuals) | 157 | $56.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 235 | 232 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.