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CONCORDE FINANCIAL RESOURCES
Legal name: CONCORDE FINANCIAL RESOURCES I INC.
CRD 117836File 801-113094
APPROVED
Retail clients
Filing as of Jul 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$231.0M
Below cohort median (national)
Discretionary AUM
$226.1M
Non-discretionary $4.8M
Clients
232
532 accounts
Employees
2
Below cohort median in SC
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Apr 25, 2018
- Principal office
- 12B N. CONGRESS STREET, YORK, SC, 29745
- Phone
- 336-838-4100
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $231.0M
- Discretionary AUM
- $226.1M
- Non-discretionary AUM
- $4.8M
- Discretionary accounts
- 528
- Non-discretionary accounts
- 4
- Total accounts
- 532
- AUM per client
- $996K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $270K |
| High net worth individuals | 74 | $170.5M |
| Individuals (other than high net worth individuals) | 157 | $56.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 235 | 232 | decreased by3 |
| Apr 1, 2026 | AUM | $211,197,002 | $230,956,657 | increased by$19,759,655 |
| Apr 1, 2026 | Accounts | 515 | 532 | increased by17 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 2 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 214 | 235 | increased by21 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $203,963,832 | $211,197,002 | increased by$7,233,170 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 444 | 515 | increased by71 |
| Apr 1, 2022 | Clients | 109 | 214 | increased by105 |
| Apr 1, 2022 | AUM | $169,355,041 | $203,963,832 | increased by$34,608,791 |
| Apr 1, 2022 | Accounts | 409 | 444 | increased by35 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CONCORDE FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CONCORDE FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.