UWHARRIE INVESTMENT ADVISORS, INC.

CRD 117592File 801-63767

APPROVED

Retail clients

Custody

Filing as of Mar 30, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$337.8M

Below cohort median (national)

Discretionary AUM

$337.8M

Clients

875

877 accounts

Employees

Below cohort median in NC

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: ARO
Registration date: Jan 3, 2005
Principal office: 132 NORTH FIRST STREET, ALBEMARLE, NC, 28001
Phone: 704-983-5959
Website: HTTPS://WWW.UWHARRIE.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $337.8M
Discretionary AUM: $337.8M
Non-discretionary AUM: $0
Discretionary accounts: 877
Non-discretionary accounts: 0
Total accounts: 877
AUM per client: $386K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	11	$14.0M
Charitable organizations	27	$30.7M
High net worth individuals	228	$152.4M
Pension and profit sharing plans	Fewer than 5	$3.3M
Individuals (other than high net worth individuals)	609	$137.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Other
Publications
Financial planning services
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.