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BARRETT & COMPANY
Legal name: BARRETT & COMPANY, INC.
CRD 1175File 801-110786
APPROVED
Retail clients
Disclosure events
Filing as of Mar 6, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$529.7M
Above cohort median (national)
Discretionary AUM
$471.3M
Non-discretionary $58.4M
Clients
601
1,091 accounts
Employees
7
Above cohort median in RI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jul 17, 2017
- Principal office
- 42 WEYBOSSET STREET, PROVIDENCE, RI, 02903-2855
- Phone
- 401-351-1000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $529.7M
- Discretionary AUM
- $471.3M
- Non-discretionary AUM
- $58.4M
- Discretionary accounts
- 979
- Non-discretionary accounts
- 112
- Total accounts
- 1,091
- AUM per client
- $881K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 10 | $16.2M |
| Non-U.S. persons | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Charitable organizations | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| High net worth individuals | 139 | $300.7M |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans | 15 | $29.9M |
| State or municipal government entities | Fewer than 5 | Not reported |
| Individuals (other than high net worth individuals) | 437 | $182.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D1
- Q11D2
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.