← Directory
BARRETT & COMPANY
Legal name: BARRETT & COMPANY, INC.
CRD 1175File 801-110786
APPROVED
Retail clients
Disclosure events
Filing as of Mar 6, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$529.7M
Above cohort median (national)
Discretionary AUM
$471.3M
Non-discretionary $58.4M
Clients
601
1,091 accounts
Employees
7
Above cohort median in RI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jul 17, 2017
- Principal office
- 42 WEYBOSSET STREET, PROVIDENCE, RI, 02903-2855
- Phone
- 401-351-1000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $529.7M
- Discretionary AUM
- $471.3M
- Non-discretionary AUM
- $58.4M
- Discretionary accounts
- 979
- Non-discretionary accounts
- 112
- Total accounts
- 1,091
- AUM per client
- $881K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 10 | $16.2M |
| Non-U.S. persons | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Charitable organizations | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| High net worth individuals | 139 | $300.7M |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans | 15 | $29.9M |
| State or municipal government entities | Fewer than 5 | Not reported |
| Individuals (other than high net worth individuals) | 437 | $182.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D1
- Q11D2
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 9 | 7 | decreased by2 |
| Apr 1, 2026 | Clients | 566 | 601 | increased by35 |
| Apr 1, 2026 | AUM | $453,480,963 | $529,683,081 | increased by$76,202,118 |
| Apr 1, 2026 | Accounts | 1,040 | 1,091 | increased by51 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 12 | 9 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 493 | 566 | increased by73 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $369,284,849 | $453,480,963 | increased by$84,196,114 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 493 | 1,040 | increased by547 |
| Apr 1, 2022 | Employees | 13 | 12 | decreased by1 |
| Apr 1, 2022 | Clients | 421 | 493 | increased by72 |
| Apr 1, 2022 | AUM | $273,723,773 | $369,284,849 | increased by$95,561,076 |
| Apr 1, 2022 | Accounts | 745 | 493 | decreased by252 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BARRETT COMPANY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BARRETT COMPANY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.