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FPL CAPITAL MANAGEMENT, LLC
CRD 117499File 801-78875
APPROVED
Retail clients
Custody
Filing as of Jan 15, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.08B
Above cohort median (national)
Discretionary AUM
$789.3M
Non-discretionary $293.3M
Clients
324
1,051 accounts
Employees
5
Top 25% of cohort in LA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Jan 2, 2014
- Principal office
- 3525 NORTH CAUSEWAY BOULEVARD, SUITE 633, METAIRIE, LA, 70002
- Phone
- 504-828-1969
- Website
- https://fplcm.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.08B
- Discretionary AUM
- $789.3M
- Non-discretionary AUM
- $293.3M
- Discretionary accounts
- 905
- Non-discretionary accounts
- 146
- Total accounts
- 1,051
- AUM per client
- $3.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $9.2M |
| High net worth individuals | 179 | $823.3M |
| Pension and profit sharing plans | 56 | $231.4M |
| Individuals (other than high net worth individuals) | 89 | $18.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Employees | 3 | 5 | increased by2 |
| Feb 1, 2026 | Clients | 258 | 324 | increased by66 |
| Feb 1, 2026 | AUM | $885,155,184 | $1,082,665,992 | increased by$197,510,808 |
| Feb 1, 2026 | Accounts | 1,019 | 1,051 | increased by32 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 209 | 258 | increased by49 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $582,055,320 | $885,155,184 | increased by$303,099,864 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 761 | 1,019 | increased by258 |
| Mar 1, 2022 | Clients | 182 | 209 | increased by27 |
| Mar 1, 2022 | AUM | $594,079,484 | $582,055,320 | decreased by$12,024,164 |
| Mar 1, 2022 | Accounts | 985 | 761 | decreased by224 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FPL CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FPL CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.