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LUTZ FINANCIAL
Legal name: LUTZ FINANCIAL SERVICES, LLC
CRD 117273File 801-62093
APPROVED
Retail clients
Custody
Filing as of Jul 7, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.19B
Top 25% of cohort (national)
Discretionary AUM
$2.83B
Non-discretionary $352.5M
Clients
1,031
2,689 accounts
Employees
23
Top 25% of cohort in NE
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Jun 4, 2003
- Principal office
- 13616 CALIFORNIA STREET, SUITE 300, OMAHA, NE, 68154-5336
- Phone
- 402-827-2300
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.19B
- Discretionary AUM
- $2.83B
- Non-discretionary AUM
- $352.5M
- Discretionary accounts
- 2,462
- Non-discretionary accounts
- 227
- Total accounts
- 2,689
- AUM per client
- $3.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 15 | $31.5M |
| Charitable organizations | Fewer than 5 | $29.6M |
| High net worth individuals | 420 | $2.20B |
| Pension and profit sharing plans | 171 | $789.3M |
| Individuals (other than high net worth individuals) | 425 | $136.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 1, 2026 | Employees | 22 | 23 | increased by1 |
| Apr 1, 2026 | Employees | 23 | 22 | decreased by1 |
| Apr 1, 2026 | Clients | 881 | 1,031 | increased by150 |
| Apr 1, 2026 | AUM | $2,610,146,179 | $3,187,194,167 | increased by$577,047,988 |
| Apr 1, 2026 | Accounts | 2,386 | 2,689 | increased by303 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 21 | 23 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 15 | 21 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 710 | 881 | increased by171 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,818,535,232 | $2,610,146,179 | increased by$791,610,947 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,894 | 2,386 | increased by492 |
| Apr 1, 2022 | Clients | 640 | 710 | increased by70 |
| Apr 1, 2022 | AUM | $1,433,927,817 | $1,818,535,232 | increased by$384,607,415 |
| Apr 1, 2022 | Accounts | 1,746 | 1,894 | increased by148 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LUTZ FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LUTZ FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.