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SYNERGY ASSET MANAGEMENT, LLC
CRD 117201File 801-64132
APPROVED
Retail clients
Custody
Filing as of Mar 17, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.30B
Above cohort median (national)
Discretionary AUM
$1.30B
Clients
1,198
5,353 accounts
Employees
14
Top 25% of cohort in WA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Apr 8, 2005
- Principal office
- 13215 SE MILL PLAIN BLVD, SUITE C8-321, VANCOUVER, WA, 98684
- Phone
- 206-386-5455
- Website
- https://www.synergy-am.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.30B
- Discretionary AUM
- $1.30B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 5,353
- Non-discretionary accounts
- 0
- Total accounts
- 5,353
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 2 | $21.7M |
| Other investment advisers | 40 | $541.8M |
| High net worth individuals | 209 | $368.7M |
| Pooled investment vehicles | 1 | $19.7M |
| Pension and profit sharing plans | 2 | $5.5M |
| Individuals (other than high net worth individuals) | 944 | $342.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 13 | 14 | increased by1 |
| Apr 1, 2026 | Clients | 1,148 | 1,198 | increased by50 |
| Apr 1, 2026 | AUM | $1,052,439,630 | $1,299,423,867 | increased by$246,984,237 |
| Apr 1, 2026 | Accounts | 5,659 | 5,353 | decreased by306 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 8 | 13 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,157 | 1,148 | decreased by1,009 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $488,586,218 | $1,052,439,630 | increased by$563,853,412 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,160 | 5,659 | increased by3,499 |
| Apr 1, 2022 | Clients | 1,788 | 2,157 | increased by369 |
| Apr 1, 2022 | AUM | $467,728,666 | $488,586,218 | increased by$20,857,552 |
| Apr 1, 2022 | Accounts | 1,968 | 2,160 | increased by192 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SYNERGY ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SYNERGY ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.