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PSI CAPITAL MANAGEMENT
Legal name: PLANNING STRATEGIES, INC.
CRD 117105File 801-112684
APPROVED
Retail clients
Custody
Filing as of Mar 18, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$384.8M
Below cohort median (national)
Discretionary AUM
$382.7M
Non-discretionary $2.1M
Clients
514
1,414 accounts
Employees
11
Below cohort median in PA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Mar 23, 2018
- Principal office
- 147 NORTH SHIPPEN STREET, LANCASTER, PA, 17602
- Phone
- 717-207-7123
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $384.8M
- Discretionary AUM
- $382.7M
- Non-discretionary AUM
- $2.1M
- Discretionary accounts
- 1,407
- Non-discretionary accounts
- 7
- Total accounts
- 1,414
- AUM per client
- $749K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $6.2M |
| Charitable organizations | Fewer than 5 | $2.5M |
| High net worth individuals | 94 | $229.7M |
| Individuals (other than high net worth individuals) | 409 | $146.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 8 | 11 | increased by3 |
| Apr 1, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Clients | 711 | 514 | decreased by197 |
| Apr 1, 2026 | AUM | $348,126,021 | $384,836,994 | increased by$36,710,973 |
| Apr 1, 2026 | Accounts | 1,344 | 1,414 | increased by70 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 13 | 8 | decreased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 665 | 711 | increased by46 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $262,368,097 | $348,126,021 | increased by$85,757,924 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,173 | 1,344 | increased by171 |
| Apr 1, 2022 | Employees | 12 | 13 | increased by1 |
| Apr 1, 2022 | Clients | 630 | 665 | increased by35 |
| Apr 1, 2022 | AUM | $222,563,678 | $262,368,097 | increased by$39,804,419 |
| Apr 1, 2022 | Accounts | 1,096 | 1,173 | increased by77 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PSI CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PSI CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.