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TAG ASSOCIATES LLC
CRD 116959File 801-60908
APPROVED
Retail clients
Custody
Filing as of Jun 26, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$7.07B
Top 25% of cohort (national)
Discretionary AUM
$319.1M
Non-discretionary $6.75B
Clients
90
1,366 accounts
Employees
71
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jan 1, 2002
- Principal office
- 810 SEVENTH AVENUE, 7TH FLOOR, NEW YORK, NY, 10019-5890
- Phone
- 212-275-1500
- Website
- HTTPS://WWW.TAGASSOC.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $7.07B
- Discretionary AUM
- $319.1M
- Non-discretionary AUM
- $6.75B
- Discretionary accounts
- 29
- Non-discretionary accounts
- 1,337
- Total accounts
- 1,366
- AUM per client
- $78.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 80 | $6.86B |
| Pooled investment vehicles | 10 | $202.5M |
| Pension and profit sharing plans | Fewer than 5 | $8.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 72 | 71 | decreased by1 |
| Apr 1, 2026 | Clients | 103 | 90 | decreased by13 |
| Apr 1, 2026 | AUM | $7,137,908,955 | $7,067,528,406 | decreased by$70,380,549 |
| Apr 1, 2026 | Accounts | 1,430 | 1,366 | decreased by64 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 70 | 72 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 98 | 103 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $9,495,600,000 | $7,137,908,955 | decreased by$2,357,691,045 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,478 | 1,430 | decreased by48 |
| Apr 1, 2022 | Employees | 73 | 70 | decreased by3 |
| Apr 1, 2022 | Clients | 102 | 98 | decreased by4 |
| Apr 1, 2022 | AUM | $8,641,470,000 | $9,495,600,000 | increased by$854,130,000 |
| Apr 1, 2022 | Accounts | 1,311 | 1,478 | increased by167 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TAG ASSOCIATES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TAG ASSOCIATES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.