TAG ASSOCIATES LLC

CRD 116959File 801-60908

APPROVED

Retail clients

Custody

Filing as of Jun 26, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$7.07B

Top 25% of cohort (national)

Discretionary AUM

$319.1M

Non-discretionary $6.75B

Clients

1,366 accounts

Employees

Top 25% of cohort in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Jan 1, 2002
Principal office: 810 SEVENTH AVENUE, 7TH FLOOR, NEW YORK, NY, 10019-5890
Phone: 212-275-1500
Website: HTTPS://WWW.TAGASSOC.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $7.07B
Discretionary AUM: $319.1M
Non-discretionary AUM: $6.75B
Discretionary accounts: 29
Non-discretionary accounts: 1,337
Total accounts: 1,366
AUM per client: $78.5M

Clients by type

ADV Item 5D

Client type	Clients	AUM
High net worth individuals	80	$6.86B
Pooled investment vehicles	10	$202.5M
Pension and profit sharing plans	Fewer than 5	$8.3M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Performance-based fees
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.