WATER VALLEY INVESTMENT ADVISORS, INC.

CRD 116936File 801-121860

APPROVED

Retail clients

Filing as of Jul 15, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$157.2M

Bottom 25% of cohort (national)

Discretionary AUM

$157.2M

Clients

167

167 accounts

Employees

Bottom 25% of cohort in IA

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: CHRO
Registration date: Jul 23, 2021
Principal office: 952 N. MAIN ST, SIOUX CENTER, IA, 51250-2130
Phone: 712-395-0764
Website: HTTP://WWW.WVIAINC.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $157.2M
Discretionary AUM: $157.2M
Non-discretionary AUM: $0
Discretionary accounts: 167
Non-discretionary accounts: 0
Total accounts: 167
AUM per client: $941K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	6	$3.4M
Charitable organizations	6	$9.4M
High net worth individuals	44	$106.8M
Pension and profit sharing plans	3	$6.7M
Individuals (other than high net worth individuals)	108	$30.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Publications
Financial planning services
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.