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LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.
CRD 116891File 801-77834
APPROVED
Retail clients
Custody
Filing as of Sep 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$958.1M
Above cohort median (national)
Discretionary AUM
$939.7M
Non-discretionary $18.4M
Clients
1,089
3,277 accounts
Employees
19
Above cohort median in WA
Identity & registration
ADV Item 1- Organization form
- Other (specify)
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Apr 8, 2013
- Principal office
- 3908 CREEKSIDE LOOP, SUITE 100, YAKIMA, WA, 98902
- Phone
- 509-972-3686
- Website
- HTTP://WWW.ERICKEY.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $958.1M
- Discretionary AUM
- $939.7M
- Non-discretionary AUM
- $18.4M
- Discretionary accounts
- 3,208
- Non-discretionary accounts
- 69
- Total accounts
- 3,277
- AUM per client
- $880K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $24.5M |
| Charitable organizations | 6 | $11.2M |
| High net worth individuals | 268 | $608.8M |
| Pension and profit sharing plans | Fewer than 5 | $11.1M |
| State or municipal government entities | Fewer than 5 | $2.7M |
| Individuals (other than high net worth individuals) | 810 | $290.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 1,102 | 1,089 | decreased by13 |
| Apr 1, 2026 | Clients | 1,079 | 1,102 | increased by23 |
| Apr 1, 2026 | AUM | $823,758,596 | $958,141,033 | increased by$134,382,437 |
| Apr 1, 2026 | Accounts | 3,055 | 3,277 | increased by222 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 14 | 19 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 971 | 1,079 | increased by108 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $684,242,671 | $823,758,596 | increased by$139,515,925 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,658 | 3,055 | increased by397 |
| Mar 1, 2022 | Employees | 15 | 14 | decreased by1 |
| Mar 1, 2022 | Clients | 934 | 971 | increased by37 |
| Mar 1, 2022 | AUM | $580,281,455 | $684,242,671 | increased by$103,961,216 |
| Mar 1, 2022 | Accounts | 2,439 | 2,658 | increased by219 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LEONARD RICKEY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LEONARD RICKEY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.