← Directory
LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.
CRD 116891File 801-77834
APPROVED
Retail clients
Custody
Filing as of Mar 12, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$958.1M
Above cohort median (national)
Discretionary AUM
$939.7M
Non-discretionary $18.4M
Clients
1,089
3,277 accounts
Employees
19
Above cohort median in WA
Identity & registration
ADV Item 1- Organization form
- Other (specify)
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Apr 8, 2013
- Principal office
- 3908 CREEKSIDE LOOP, SUITE 100, YAKIMA, WA, 98902
- Phone
- 509-972-3686
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $958.1M
- Discretionary AUM
- $939.7M
- Non-discretionary AUM
- $18.4M
- Discretionary accounts
- 3,208
- Non-discretionary accounts
- 69
- Total accounts
- 3,277
- AUM per client
- $880K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $24.5M |
| Charitable organizations | 6 | $11.2M |
| High net worth individuals | 268 | $608.8M |
| Pension and profit sharing plans | Fewer than 5 | $11.1M |
| State or municipal government entities | Fewer than 5 | $2.7M |
| Individuals (other than high net worth individuals) | 810 | $290.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 1102 | 1089 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.