VALUEWORKS, LLC

Legal name: VALUEWORKS LLC

CRD 116850File 801-60663

APPROVED

Retail clients

Custody

Filing as of Apr 2, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$577.3M

Above cohort median (national)

Discretionary AUM

$577.3M

Clients

85 accounts

Employees

Below cohort median in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Oct 26, 2001
Principal office: ONE WORLD TRADE, SUITE 84G, NEW YORK CITY, NY, 10007
Phone: 212-819-1818
Website: HTTP://WWW.VALUEWORKSLLC.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $577.3M
Discretionary AUM: $577.3M
Non-discretionary AUM: $0
Discretionary accounts: 85
Non-discretionary accounts: 0
Total accounts: 85
AUM per client: $6.8M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$2.3M
Charitable organizations	Fewer than 5	$11.2M
High net worth individuals	33	$105.1M
Pooled investment vehicles	2	$440.4M
Individuals (other than high net worth individuals)	44	$18.2M

Compensation & activities

ADV Items 5E, 5G

Compensation

Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.