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LUCID ADVISORS, INC.
CRD 116639File 801-67665
APPROVED
Retail clients
Custody
Filing as of Mar 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.15B
Above cohort median (national)
Discretionary AUM
$52.7M
Non-discretionary $1.09B
Clients
50
192 accounts
Employees
2
Top 25% of cohort in WA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Mar 5, 2007
- Principal office
- 2101 4TH AVENUE, SUITE 2130, SEATTLE, WA, 98121
- Phone
- 206-267-2222
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.15B
- Discretionary AUM
- $52.7M
- Non-discretionary AUM
- $1.09B
- Discretionary accounts
- 100
- Non-discretionary accounts
- 92
- Total accounts
- 192
- AUM per client
- $22.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $15.8M |
| Charitable organizations | Fewer than 5 | $2.4M |
| High net worth individuals | 15 | $48.4M |
| Pension and profit sharing plans | 12 | $1.05B |
| Individuals (other than high net worth individuals) | 18 | $6.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 3 | 2 | decreased by1 |
| Apr 1, 2026 | Clients | 43 | 50 | increased by7 |
| Apr 1, 2026 | AUM | $958,130,514 | $1,147,355,188 | increased by$189,224,674 |
| Apr 1, 2026 | Accounts | 185 | 192 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 39 | 43 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $813,915,968 | $958,130,514 | increased by$144,214,546 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 173 | 185 | increased by12 |
| Apr 1, 2022 | Clients | 40 | 39 | decreased by1 |
| Apr 1, 2022 | AUM | $694,323,772 | $813,915,968 | increased by$119,592,196 |
| Apr 1, 2022 | Accounts | 160 | 173 | increased by13 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LUCID ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LUCID ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.